企业对所面临的风险采取接受的态度，从而承担风险带来的后果，其原因不包括( )。(第六章 风险与风险管理) A.企业能够采取措施以补偿风险造成的损失 B.企业未能辨识出风险 C.企业缺乏能力进行主动的风险管理 D.企业没有其他备选方案

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• 2 In relation to the Company Law of China: (a) describe TWO kinds of illegal activities committed by

   In relation to the Company Law of China:

  (a) describe TWO kinds of illegal activities committed by a director or a senior executive, relevant to the use of the funds of a company, which will damage the rights and interests of the company; (4 marks)

  (b) explain the conditions to be met for a shareholder of a stock company who intends, in their own name, to protect the interests of the stock company due to a director or a senior executive damaging the interests of the company.

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• 3In relation to the Enterprise Bankruptcy Law of China, explain what shall be repaid before the insol
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• 4 In relation to the Securities Law of China: (a) explain the term inside information; (b) describe

   In relation to the Securities Law of China:

  (a) explain the term inside information;

  (b) describe the information which shall constitute inside information, in terms of the capital and assets of a stock company.

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• 5City College, Yolo Co and Mr Wang entered into an investment contract to set up a limited liability

  City College, Yolo Co and Mr Wang entered into an investment contract to set up a limited liability company, with a registered capital of RMB 4·5 million yuan, in the bio-tech business. With respect to the capital contributions of each sponsor, they agreed that City College would provide its technology at a value of RMB 1·5 million yuan; Yolo Co would provide its workshop as its capital contribution at a value of RMB 1 million yuan after the conclusion of the contract and Mr Wang would provide RMB 2 million yuan in cash within three months upon its incorporation.

  After the incorporation of the company, Yolo Co provided its workshop to the company according to the investment contract. Mr Wang paid only RMB 1·5 million yuan before the deadline of his capital contribution as prescribed in the investment contract, due to a shortage of cash.

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• 6 General Contractor entered into a supply contract with Material Co to buy various construction mate

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• 7下列关于股票股利的表述中，不正确的是( )。(第十一章 股利分配、股票分割与股票回购) A. 股票股利不会直接
  下列关于股票股利的表述中，不正确的是( )。(第十一章 股利分配、股票分割与股票回购)  A. 股票股利不会直接增加股东的财富  B. 股票股利不会导致公司资产的流出或负债的增加  C.股票股利不会改变股票价格  D.股票股利会引起所有者权益各项目的结构发生变化
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• 8根据“一鸟在手”理论所体现的收益与风险的选择偏好，股东更( )。(第十一章 股利分配、股票分割与股票回购)

  根据“一鸟在手”理论所体现的收益与风险的选择偏好，股东更( )。(第十一章 股利分配、股票分割与股票回购)

  A.偏好于现金股利

  B.偏好于资本利得

  C.倾向于选择股利支付率高的股票

  D.倾向于选择股利支付率低的股票

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• 9下列关于股票分割的说法中，错误的是( )。(第十一章 股利分配、股票分割与股票回购) A.股票分割不属于股利支

  下列关于股票分割的说法中，错误的是( )。(第十一章 股利分配、股票分割与股票回购)

  A.股票分割不属于股利支付的形式

  B.股东权益各项目的结构不变

  C. 普通股股数增加

  D. 股价上涨幅度不大时采用

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• 10下列案件中，适用《民事诉讼法》的有(　)。 A.公民名誉权纠纷案件 B.企业与银行因票据纠纷提起诉讼的案件

  下列案件中，适用《民事诉讼法》的有(　)。

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